Excavator - Wikipedia

08, Sep. 2025

 

Excavator - Wikipedia

Type of construction equipment

Excavators are heavy construction equipment primarily consisting of a boom, dipper (or stick), bucket, and cab on a rotating platform known as the "house".[1]

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The modern excavator's house sits atop an undercarriage with tracks or wheels, being an evolution of the steam shovel (which itself evolved into the power shovel when steam was replaced by diesel and electric power). All excavation-related movement and functions of a hydraulic excavator are accomplished through the use of hydraulic fluid, with hydraulic cylinders and hydraulic motors,[2] which replaced winches, chains, and steel ropes.[3] Another principle change was the direction of the digging action, with modern excavators pulling their buckets toward them like a dragline rather than pushing them away to fill them the way the first powered shovels did.

Terminology

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Excavators are also called diggers, scoopers, mechanical shovels, or 360-degree excavators (sometimes abbreviated simply to "360"). Tracked excavators are sometimes called "trackhoes" by analogy to the backhoe.[4] In the UK, wheeled excavators are sometimes known as "rubber ducks".[5]

Usage

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Excavators are used in many ways:

  • Digging of trenches, holes, foundations
  • Material handling[6]
  • Brush cutting with hydraulic saw, mower, and stump removal attachments
  • Forestry work
  • Forestry mulching
  • Demolition with hydraulic claw, cutter and breaker attachments
  • Mining, especially, but not only open-pit mining
  • River dredging
  • Hydro excavation to access fragile underground infrastructure using high pressure water
  • Driving piles, in conjunction with a pile driver
  • Drilling shafts for footings and rock blasting, by use of an auger or hydraulic drill attachment
  • Snow removal with snowplow and snow blower attachments
  • Aircraft recycling

Configurations

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Modern hydraulic excavators come in a wide variety of sizes. The smaller ones are called mini or compact excavators.[7] For example, Caterpillar's smallest mini-excavator weighs 2,060 pounds (930 kg) and has 13 hp;[8] their largest model is the largest excavator available (developed and produced by the Orenstein & Koppel, Germany, until the takeover by Caterpillar, named »RH400«), the CAT , which weighs in excess of 2,160,510 pounds (979,990 kg), has  hp, and a bucket as large as 52.0 m3.

Hydraulic excavators usually couple engine power to (commonly) three hydraulic pumps rather than to mechanical drivetrains. The two main pumps supply oil at high pressure (up to psi, 345 bar) for the arms, swing motor, track motors and accessories while the third is a lower pressure (≈700 psi, 48 bar) pump for pilot control of the spool valves; this third circuit allows for reduced physical effort when operating the controls. Generally, the three pumps used in excavators consist of two variable displacement piston pumps and a gear pump. The arrangement of the pumps in the excavator unit changes with different manufacturers using different formats.

The three main sections of an excavator are the undercarriage, the house and the arm. The boom, the front part that is attached to the house itself and holds the arm, is also used. The undercarriage includes tracks, track frame, and final drives, which have a hydraulic motor and gearing providing the drive to the individual tracks. The undercarriage, especially frequently for a mini-excavator, can also have blade similar to that of a bulldozer. The house includes the operator cab, counterweight, engine, fuel and hydraulic oil tanks. The house attaches to the undercarriage by way of a center pin. High-pressure oil is supplied to the tracks' hydraulic motors through a hydraulic swivel at the axis of the pin, allowing the machine to slew 360° unhindered and thus provides the left-and-right movement.[9] The arm provides the up-and-down and closer-and-further (or digging movement) movements. Arms typically consist of a boom, stick and bucket with three joints between them and the house.

The boom attaches to the house and provides the up-and-down movement. It can be one of several different configurations:

  • Most common are mono booms; these have no movement apart from straight up and down.
  • Some others have a knuckle boom which can also move left and right in line with the machine.[clarification needed]
  • Another option is a hinge at the base of the boom allowing it to hydraulically pivot up to 180° independent to the house; however, this is generally available only to compact excavators.
  • Variable angle booms have additional joint in the middle of the boom to change the curvature of the boom. These are also called triple-articulated booms (TAB) or 3 piece booms.

Attached to the end of the boom is the stick (or dipper arm). The stick provides the digging movement needed to pull the bucket through the ground. The stick length is optional depending whether reach (longer stick) or break-out power (shorter stick) is required. Most common is mono stick but there are also, for example, telescopic sticks. The largest form ever of an excavator, the dragline excavator, eliminated the dipper in favor of a line and winch.

On the end of the stick is usually a bucket. A wide, large capacity (mud) bucket with a straight cutting edge is used for cleanup and levelling or where the material to be dug is soft, and teeth are not required. A general purpose (GP) bucket is generally smaller, stronger, and has hardened side cutters and teeth used to break through hard ground and rocks. Buckets have numerous shapes and sizes for various applications. There are also many other attachments that are available to be attached to the excavator for boring, ripping, crushing, cutting, lifting, etc. Attachments can be attached with pins similar to other parts of the arm or with some variety of quick coupler. Excavators in Scandinavia often feature a tiltrotator which allows attachments rotate 360 degrees and tilt ±45 degrees, in order to increase the flexibility and precision of the excavator.

Before the s, all excavators had a long or conventional counterweight that hung off the rear of the machine to provide more digging force and lifting capacity. This became a nuisance when working in confined areas. In Yanmar launched the world's first Zero Tail Swing excavator,[10] which allows the counterweight to stay inside the width of the tracks as it slews, thus being safer and more user friendly when used in a confined space. This type of machine is now widely used throughout the world.

There are two main types of control configuration used in excavators to control the boom and bucket, each distributing the four primary digging functions across two x-y joysticks. This allows a skilled operator to control all four functions simultaneously. The most popular configuration in the US is the SAE controls configuration while in other parts of the world, the ISO control configuration is more common. Some manufacturers such as Takeuchi have switches that allow the operator to select which control configuration to use.

Excavator attachments

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Hydraulic excavators now perform tasks well beyond bucket excavation. With the advent of hydraulic-powered attachments such as a breaker, a cutter, a grapple or an auger,a crusher and screening buckets[11] the excavator is frequently used in many applications other than excavation. Many excavators feature a quick coupler for simplified attachment mounting, increasing the machine's utilization on the jobsite. Excavators are usually employed together with loaders and bulldozers. Most wheeled, compact and some medium-sized (11 to 18-tonne) excavators have a backfill (or dozer) blade. This is a horizontal bulldozer-like blade attached to the undercarriage and is used for leveling and pushing removed material back into a hole.

Notable manufacturers

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  • 14. oktobar
  • Atlas
  • Bobcat Company
  • Bucyrus International
  • Case Construction Equipment
  • Caterpillar
  • CNH Global
  • Doosan Infracore (formerly Daewoo Heavy Industries & Machinery) - including Solar brand
  • ENMTP
  • Fiat-Allis
  • Ford
  • HEPCO
  • Hidromek
  • Hitachi Construction Machinery
  • Hydrema
  • Hyundai Heavy Industries
  • International Harvester
  • JCB
  • John Deere
  • Kobelco - subsidiary organization of Kobe Steel, also producing Kobelco
  • Komatsu
  • Kubota
  • Larsen & Toubro - subsidiary with Komatsu, operated as L&T Komatsu for Indian market
  • Liebherr
  • LBX (Link-Belt) Excavators
  • LiuGong
  • Lonking
  • Mahindra
  • Marion Power Shovel Company - ceased operations in
  • Massey Ferguson
  • Mitsubishi Heavy Industries - the excavator market was fully owned by Caterpillar Inc.
  • New Holland
  • Orenstein & Koppel (O&K) - ceased operations in
  • Poclain
  • Samsung→The business was bought by Volvo Construction Equipment
  • Sandvik Mining and Construction
  • Sany
  • SDLG - subsidiary corporation of Volvo Construction Equipment
  • Shantui
  • St Kinetics
  • Sumitomo Heavy Industries
  • Takeuchi
  • Tata Hitachi Construction Machinery - owned by Hitachi Construction Machinery for Indian market
  • Terex Corporation
  • ThyssenKrupp
  • Uralvagonzavod
  • Volvo Construction Equipment
  • Wacker Neuson
  • XCMG
  • Yanmar
  • Zoomlion

Current manufacturers

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As of July , current excavator manufacturers include:

See also

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Types of excavator

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  • Amphibious excavator
  • Bucket-wheel excavator
  • Compact excavator
  • Crawler Excavator
  • Dragline excavator
  • Long reach excavator
  • Power shovel
  • Steam shovel
  • Suction excavator
  • Walking excavator

Other

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  • Bulldozer
  • Civil engineering
  • Feller buncher
  • Heavy equipment
  • Loader
  • Mining simulation
  • SAE controls
  • Skid-steer loader
  • Tractor

References

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What is an Excavator? A Guide to Types of ... - EquipmentShare

An excavator is an extremely useful piece of machinery. Part of the reason excavators are so popular is because they come in a wide variety of types, each with its own advantages and disadvantages. 

That variety can also make it difficult to choose which type of excavator is right for you. Here is a brief overview to help you decide.

Excavator Types

Crawler Excavators

Also known as standard excavators or track excavators, crawlers run on two treads instead of wheels. Although they are slower than wheeled excavators, their tracks make them better suited for rough or uneven terrain. As the standard, crawler excavators can be found on most construction sites. They’re most commonly used in mining operations, trench digging and landscape grading.

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Mini Excavators

Also known as compact excavators, they’re considerably smaller than other kinds of machinery. It is because of this that most mini excavators have reduced — or, in some cases, zero — tail-swing. This makes them optimal for jobsites that require delicate work or have many obstacles that need to be avoided. Part of their popularity can be attributed to their ability to work indoors. However, their small size limits the load capacity and digging depth.

Long-Reach Excavators

As the name suggests, long-reach excavators feature a long, extendable boom and stick. The two together can range from 40 to 100 feet in length. With a wider reach, these excavators are well-suited to reach long distances and hard-to-reach places. Unfortunately, their long reach also makes them difficult to use in small spaces or tight corners. They’re commonly found at heavy-duty digging sites and demolition projects — particularly dangerous projects where they allow people to work far from danger.

Dragline Excavators

Unlike other kinds of excavators, dragline excavators use a hoist rope and dragline system to maneuver the bucket instead of the usual boom and stick. They’re larger than other types of excavators, and because of that they are usually assembled on-site. Their size also makes them especially good at deep digging, with a maximum digging depth of 65 meters. The dragline system makes it especially useful when working underwater, like at dock jobsites. Other common uses for dragline excavators include deep pile driving and road excavations.

Suction Excavators

Suction excavators, also called vacuum excavators, are best known for their suction capabilities. They are fitted with a suction pipe and a water jet to create a suction power of 200 mph. Suction excavators have very specific purposes, but they’re extremely useful in those cases. Its pipe is usually around 30 centimeters in diameter, making it ideal for underground work, delicate terrain or precise operations. On larger operations, however, they are not particularly useful.

Hydraulic Shovels

Hydraulic shovels are considered the most powerful type of excavator. They’re very large and have powerful engines, making them useful for lifting or moving heavy objects. They can usually be found at mining operations or heavy digging projects. Their large size makes them a hindrance on smaller jobsites.

Choosing The Right Excavator For Your Job

Several factors should be considered when choosing an excavator, since finding the best fit for your project will maximize its use.‍

Type of Work 

Jobs have specific needs, like suctioning or long horizontal reach.

Size and Capacity

Choose the right size excavator to get the job done efficiently.

Jobsite Conditions 

Excavators vary in their ability to move through rough terrain or in tight spaces, so consider your jobsite’s condition.

Picking the right excavator for the job can be a serious challenge. Ask a construction equipment expert at your local EquipmentShare branch. Our staff can help you with all of your construction equipment needs.

Excavators Versus Backhoes

Backhoes do some of the same work as an excavator, but there are some key differences. 

A backhoe looks like a tractor with an excavator arm on the back and a loader on the front. Backhoes are versatile machines, but their digging ability can be limited compared to excavators because of their generally smaller size and inability to rotate their arm 360 degrees.

Excavator Attachments and Parts

The anatomy of excavators all follow the same general structure, but each type of excavator will have different specifications.

Parts and Components

  • Tracks: Usually made from steel or reinforced rubber, these move the excavator across the terrain. Wheeled varieties of excavators have a set of wheels in place of tracks.
  • Track frame: This is where the mechanisms that move and rotate the tracks are housed and where the undercarriage is connected to the rest of the excavator. Wheeled excavators would have a similar frame that houses the mechanisms that move and turn the wheels.
  • Cab: It contains all of the controls to use the excavator, and it protects the operator from outside hazards.
  • Counterweight: It keeps the excavator from tipping over by balancing out the weight of the arm. Sizes vary depending on the weight of the arm and overall size of the machine.
  • Engine: It’s the power source for the excavator. Most excavators run on diesel fuel. The engine not only allows the machine to drive, but it powers the hydraulics that move the arm.
  • Boom: It’s the upper part of the excavator’s arm. It is connected to the cabin and usually is only capable of vertical movement. Knuckle booms, although less common, have the ability to swing left and right to a certain degree.
  • Stick: It’s the lower part of the excavator’s arm. A hydraulic cylinder operates the stick, pulling it toward the boom to create digging movement.
  • Bucket: It’s connected to the stick, fixed on a joint that allows it to scoop. Buckets are certainly the standard, but they are not the only thing that can be attached to the end of the stick.

Attachments

  • ‍Buckets: They’re the most common excavator attachment. All buckets have toothed edges that assist in scooping and digging. Buckets come in a variety of sizes to suit different needs.‍
  • Clamps: Some materials might be too large to safely move with just a bucket. Clamps allow the excavator to grip larger objects, such as boulders or tree stumps.‍
  • Augers: Used primarily for drilling into terrain, these attachments consist of a helical blade and hydraulic circuits. Similar to buckets, they come in a variety of specifications depending on the size of the hole and the material that needs to be drilled through.‍
  • Breakers: These are larger versions of jackhammers that attach to excavators. They’re primarily used for breaking down strong materials like stone and concrete. Some breakers can provide up to 1,000 pounds of impact energy.‍
  • Couplers: As the name suggests, they are attachments that allow operators to quickly attach and detach tools and attachments. Couplers limit how much you can modify your excavator, but they make it possible to switch attachments without an entire crew.

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Replacement Parts

Your excavator’s parts will deteriorate and eventually will need to be replaced. Some common parts you can expect to replace include:

  • Air filters.
  • Belts.
  • Batteries.
  • Seals.
  • Hoses.
  • Hydraulic filters.
  • Oil filters.

Not sure where to find replacement parts? EquipmentShare’s excavator parts shop has a large catalog of replacement parts from dozens of manufacturers, whether you need to replace a filter or an entire window.